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Compliance Checklist

Everything you need to be fully compliant, contractor-ready, and approved for work with any general contractor.

General contractors won't hire you if you're not compliant. This checklist covers every document, certification, and requirement you need to have in place before you can step foot on a commercial jobsite or get approved in a GC's vendor system.

1

Business Entity & Tax Documents

Your legal foundation—every GC will ask for these before onboarding you.

  • LLC or Corporation formation documents
  • EIN (Employer Identification Number)
  • Completed W-9 form
  • State business registration
  • Local business license / occupational license
  • Good standing certificate from Secretary of State
2

Insurance Requirements

The #1 reason subs get rejected—make sure your coverage meets or exceeds minimums.

  • General Liability: $1,000,000 per occurrence / $2,000,000 aggregate
  • Workers' Compensation: Statutory limits for your state
  • Commercial Auto: $1,000,000 combined single limit
  • Umbrella/Excess: $1,000,000–$5,000,000 (for larger projects)
  • Certificate of Insurance (COI) naming GC as additional insured
  • Waiver of subrogation endorsement
3

Licensing & Certifications

Trade-specific licenses and certifications that prove you're qualified for the work.

  • State contractor's license (trade-specific)
  • Specialty certifications (electrical, plumbing, HVAC, etc.)
  • Minority/Women/Veteran-owned certifications (MBE, WBE, VOBE)
  • Small Business Enterprise (SBE) certification
  • DBE certification for government projects
  • State prequalification (for public works)
4

Safety Compliance

Safety programs and certifications are non-negotiable for commercial work.

  • OSHA 10-Hour Construction Safety (all workers)
  • OSHA 30-Hour (supervisors and foremen)
  • Written Safety Program / Safety Manual
  • Experience Modification Rate (EMR) below 1.0
  • Drug-free workplace policy
  • Incident/accident reporting procedures
5

Onboarding & Prequalification Documents

Have these ready to submit immediately when a GC invites you to prequalify.

  • Company capability statement (1–2 pages)
  • Project history / experience list
  • Key personnel resumes
  • Bank reference letter
  • Trade references (3 minimum)
  • Financial statements (for larger projects)
6

Workforce Compliance

Ensure your crew and hiring practices meet legal and contractual requirements.

  • E-Verify enrollment (required for many government projects)
  • I-9 forms for all employees
  • Proper worker classification (W-2 vs 1099)
  • Prevailing wage compliance (for public projects)
  • Certified payroll reporting capability
  • Equal Employment Opportunity (EEO) policy
7

Environmental & Specialty Compliance

Additional requirements for specific project types and environments.

  • EPA Lead-Safe Certified (for pre-1978 buildings)
  • Asbestos awareness training
  • Confined space entry certification
  • Hazardous materials handling (HAZWOPER)
  • Stormwater pollution prevention (SWPPP) knowledge
  • Environmental management plan
8

Technology & Systems

Modern GCs expect you to use technology for communication and project management.

  • Professional email address (not personal Gmail)
  • Ability to use project management platforms (Procore, PlanGrid)
  • Digital document signing capability
  • Electronic invoicing and payment processing
  • Photo documentation capability
  • Scheduling software familiarity

Not Sure What You're Missing?

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